Who Are the Dugpas in Theosophical Writings?

On one of the Theosophical forums we started a discussion on the term 'dugpa' as used in theosophical writings. I knew of only one person alive who would be able to clear things up, so I asked David Reigle, theosophical history expert and knowledgeable in Sanskrit to shed light. Within some two weeks he had sent me the following in PDF.

The gist of it is: Blavatsky used the term dugpa as used in Western writings about Tibet at the time and reflected the prejudices within Tibet as well. The latter were caused by serious dissention, at one time even aggression between the 'Yellow Hats' (Gelugpas) and the other schools of Tibetan Buddhism.

Blavatsky made much of the difference between white and black magic. For instance (Occultism versus the Occult Arts):

Any man or woman can set himself or herself to study one or all of the above specified "Occult Arts" without any great previous preparation, and even without adopting any too restraining mode of life. One could even dispense with any lofty standard of morality. In the last case, of course, ten to one the student would blossom into a very decent kind of sorcerer, and tumble down headlong into black magic. But what can this matter? The Voodoos and the Dugpas eat, drink and are merry over heca-tombs of victims of their infernal arts. And so do the amiable gentlemen vivisectionists and the diploma-ed "Hypnotizers" of the Faculties of Medicine; tube only difference between the two classes being that the Voodoos and Dugpas are conscious, and the Charcot-Richet crew unconscious, Sorcerers. Thus, since both have to reap the fruits of their labours and achievements in the black art, the Western practitioners should not have the punishment and reputation without the profits and enjoyments they may get therefrom.

From a current perspective, with knowledge of Tibetan Buddhism having spread, saying that all Red Hat (non Gelugpa) Buddhist teachers are selfish magicians is no longer politically correct. Hence the question. Here's David Reigle's answer. With this he corrects Boris de Zirkoff's assumption that dugpa derives from gdug-pa (see for instance his edition of The Voice of the Silence, index and C.W. Vol. 4, index).
Instead the proper deriviation is 'brugpa. One reason that gdug-pa won't work is that it's an adjective, not a noun. Other reasons are too difficult to be repeated here. Suffice to say that linguistics is a science and just because two words may sound alike and even have a similar meaning, that doesn't mean they are related.

For those who want to have all the transcribration as written, please check the PDF (which does not include my introduction.

See also what the Dalai Lama had to say about dugpas when asked shortly after he fled to India.

Katinka Hesselink

Who Are the Dugpas in Theosophical Writings?

by David Reigle, June 2009

        In the early Theosophical writings, H. P. Blavatsky used the term “dugpa” for the various non-Gelugpa orders of Tibetan Buddhism, namely, for the Kagyupa, Nyingmapa, and Sakyapa orders. In doing this, she followed the usage of Western writers of the time. These writers indiscriminately termed all of these orders as “Red Caps,” “Shammars,” and “Dugpas,” or “Dukpas.” Blavatsky additionally used the term “dugpa” for followers of the non-Buddhist Bon religion of Tibet. We know that Blavatsky used the books of these writers because she often quotes them. Indeed, she drew the term “Kiu-te,” a phonetic spelling of the Tibetan rgyud sde that long baffled researchers, from Narratives of the Mission of George Bogle to Tibet, and of the Journey of Thomas Manning to Lhasa, published in London in 1876 (2nd ed. 1879). The editor of this book, Clements R. Markham, writes about the dugpas or dukpas in his Introduction:  

In the middle of the fourteenth century a great reforming Lama arose in Tibet, named Tsong-khapa, . . . His reforms led to a schism in the Tibetan church. The old sect, which resisted all change, adhered to their dress, and are called Shammars, or   Dukpas, and Red Caps. Their chief monastery is at Sakia-jong, and they retain supremacy in Nepal and Bhutan. (p. xlvi)

        As may be seen, Markham lumped together all those who did not follow Tsongkhapa’s new order, the Gelugpas, as the “old sect,” calling them “Shammars, or Dukpas, and Red Caps.” Moreover, in the then prevailing ignorance of things Tibetan,he stated that the headquarters of the Red Caps is at Sakia-jong.

   . . . the great monastery of Sakia-jong (Sankia of D’Anville), the head-quarters of the Red Cap sect of Buddhists. (p. xxviii)

In fact, Sakia-jong, or Sakya-dzong, is the headquarters of only one “red cap” order, the Sakyapas. Markham did, however, give information from Brian Hodgson that would place the actual dugpas in Bhutan, not at Sakya-dzong in Tibet.

While the Gelukpa, or Yellow sect, is in the ascendant in Tibet, the adherents of the older, but now heretical Red sect, still have a large monastery at Sakia-jong, and have retained supremacy among the Buddhists in Nepal and Bhutan, on the slopes of the  Southern Himalaya. . . . Mr. Brian Hodgson, who is unrivalled in his knowledge of the Cis-nivean Himalayan races, divides the inhabitants of the region between the Kali and the Monass into ten tribes, the Cis-Himalayan Bhotias or Tibetans in the upper zone, the Sienwar, Gurung, Magar, Murmi, Newar, Kirati, and Limbu, in Nepal; the Lepcha in Sikkim, and Lhopa or Dukpa* (Bhutanese) in Bhutan.

   *footnote: Lho is the native name of Bhutan. Lhopa is therefore a territorial designation, while Dukpa refers to their belonging to the Red Cap sect. (p. lii)

      Notice that already Markham refers to the red caps with the pejorative term “heretical.” We will return to this shortly. But at present we must find out just who the dugpas or dukpas really are. Markham shows in his footnote that he understands Dukpa to refer to the Red Cap sect. It is followed in Bhutan, in agreement with Brian Hodgson, and also in Sikkim according to Markham.

   The Lepchas of Sikkim are ruled over by a dynasty of Rajahs originally from Lhasa, who have always been under the dominion of Tibet, and of the Buddhist religion and Dukpa (Red Cap) sect. (p. lxxxii)

Again, Markham equates the Dukpa with the “Red Cap” orders in general. But in fact, dugpa or dukpa is ’brug pa, the Kagyu sub-order that prevails in Bhutan, not in Sikkim. That this is a separate order or “sect” of Tibetan Buddhism was made known in an earlier book also quoted by Blavatsky, Buddhism in Tibet, by Emil Schlagintweit, published in Leipzig and London in 1863. Under the heading, "Buddhist sects in Tibet," pp. 72 ff., he lists nine orders: the Nyigmapa, Urgyenpa, Kadampa, Sakyapa, Gelukpa, Kargyutpa, Karmapa, Brikungpa, and Brugpa. The ninth and last he describes as:

  The Brugpa (also Dugpa or Dad Dugpa) sect has established a particular worship of the Dorje (Vajra, or thunderbolt), which descended from heaven and fell upon the earth at Sra in Eastern Tbet. This sect seems, moreover, to be particularly addicted to the Tantrika mysticism, in which the Dorje is considered as a very important and powerful instrument. (p. 74)

      Here we see that the Dugpa is a distinct order of Tibetan Buddhism, the Brugpa, and not the “red caps” in general, who would be all of the orders except the Gelugpa, or “yellow caps.” But not until L. Austine Waddell’s 1895 book, The Buddhism of Tibet, or Lamaism (London: W. H. Allen & Co.) was this error among Western writers addressed. Waddell correctly describes the Dug-pa (’brug pa) as a sub-sect of the Kagyupas, pointing out that the name Dug-pa has been wrongly used in European books. Under the heading, “The Kar-gyu-pa Sect,” he writes:

 The next great sub-sect is the Dug-pa* [*footnote: 'brug-pa . . .],  which also arose with a pupil of Mila-r-pa’s disciple, Dvag-po. . . Much confusion has been caused in European books by misusing the name Dug-pa, employing it as a synonym for the “red-hat” sect, which properly is the Ninma. (p. 68)

      But Waddell introduces a new error here, in saying that the “red-hat” sect is properly the Nyingma. In fact, all the orders except the Gelugpa wear red hats when hats are used. He no doubt meant that only the Nyingmas are entirely unreformed. Under the heading, “The Nin-ma-pa Sects,” he writes further:

  The wholly unreformed section of the Lmas was, as we have seen, named Nin-ma-pa, or “the old school.” It is more freely than any other tinged with the native Bn or pre-Buddhist practices; and celibacy and abstinence are rarely practised. This is the real “red-hat” sect of Lmas, and not the Dug-pa as is stated in European books. (p. 72)

       So we see that early European writers on Tibet referred to all the non-Gelugpa orders of Tibetan Buddhism as Dugpas. Moreover, even in Waddell’s book we notice a rather pejorative tone in his description of the “red-hats.” There was, historically,
actual fighting and warfare between Gelugpas and Kagyupas for supremacy and state rule. This inevitably produces ill-will and prejudice. Markham notes in his book that a Chinese emperor attempted to reconcile the two factions.

   As regards Tibet, an embassy had been sent to Lhasa by the Emperor Kang-hi, to reconcile the Yellow and Red Cap factions, . . .  (p. lxi)

The prevailing attitude of prejudice between the two parties is clearly portrayed in the 1774 account written by George Bogle, found in Markham’s book:

   It may be necessary to state that there are two sets of clergy in Tibet, distinguished by, and classed under the names of, Yellow Caps and Red Caps. The Dalai and Teshu Lamas are at the head of the Yellow Caps; the Red Caps have their own Lamas and monasteries. In times of old there were violent disputes between them, in which the Yellow Caps got the victory, as well by the assistance of the Tatars as by their superior sanctity. But as I adhere to the tenets of this sect, and have acquired my knowledge of religion from its votaries, I will not here say much upon the   subject, lest it should be thought spiteful. I may be allowed, however, just to mention two things, which must convince every unprejudiced person of the wicked lives and false doctrines of the Red Caps. In the first place, many of the clergy marry; and in the next, they persist, in opposition to religion and common sense, in wearing Red Caps. The priests who now visited us were of this last sect. There might be about eight of them. Each held a staff in one hand and a rosary in the other. They formed into a circle, and began to chant their prayers, which, as I understood they   were put up for my welfare, I was in no haste to interrupt. At length, to show them that, however hostile to their principles, I bore them no personal grudge, I dismissed them with a few small pieces of silver." (pp. 179-180)

       Thus, not only did Blavatsky follow the usage then current, of referring indiscriminately to all the non-Gelugpa orders of Tibetan Buddhism as “Red Caps,” “Shammars,” and “Dugpas” (including also the non-Buddhist Bons), she also followed the then current prejudice against these orders. Whether or not there is any basis to this prejudice beyond historical animosities is another question. For now, I will conclude with a quotation from Blavatsky indicating that she did believe there were among these orders dugpas in the sense in which she often used the term, as black magicians or “Brothers of the Shadow”:

   In the East, they are known as the “Brothers of the Shadow,” living men possessed by the earth-bound elementaries; at times—their masters, but ever in the long run falling victims to these terrible beings. In Sikkim and Tibet they are called Dug-pas (red-caps), in contra-distinction to the Geluk-pas (yellow-caps), to which latter most of the adepts belong. And here we must beg the reader not to misunderstand us. For though the   whole of Bhtan and Sikkim belongs to the old religion of the Bhons, now known generally as the Dug-pas, we do not mean to have it understood that the whole of the population is possessed, en masse, or that they are all sorcerers. Among them are found as good men as anywhere else, and we speak above only of the lite of their Lamaseries, of a nucleus of priests, "devil-dancers," and fetish worshippers, whose dreadful and mysterious rites are utterly unknown to the greater part of the population. (Blavatsky Collected Writings, vol. 6, pp. 197-198)